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► 15 U.S.C. § 80b17 15 u.s.c. · investment companies and advisers · title 15
15 U.S.C. § 80b17
Penalties
Title 15 USC
● ACTIVE
Ch. 2D
Jurisdiction Federal — United States
Chapter INVESTMENT COMPANIES AND ADVISERS
Primary Source uscode.house.gov ↗
Federation ID OM-USC15-SEC-0A88E9
► STATUTORY TEXT primary source · verbatim · uscode.house.gov

U.S.C. Title 15 - COMMERCE AND TRADE 15 U.S.C. United States Code, 2023 Edition Title 15 - COMMERCE AND TRADE CHAPTER 2D - INVESTMENT COMPANIES AND ADVISERS SUBCHAPTER II - INVESTMENT ADVISERS Sec. 80b-17 - Penalties From the U.S. Government Publishing Office, www.gpo.gov

§80b–17. Penalties

Any person who willfully violates any provision of this subchapter, or any rule, regulation, or order promulgated by the Commission under authority thereof, shall, upon conviction, be fined not more than $10,000, imprisoned for not more than five years, or both.

(Aug. 22, 1940, ch. 686, title II, §217, 54 Stat. 857; Pub. L. 86–750, §15, Sept. 13, 1960, 74 Stat. 888; Pub. L. 94–29, §27(f), June 4, 1975, 89 Stat. 163.)

Editorial Notes

Amendments 1975—Pub. L. 94–29 substituted "imprisoned for not more than five years" for "imprisoned for not more than two years". 1960—Pub. L. 86–750 inserted ", or any rule, regulation or order promulgated by the Commission under authority thereof,".

Statutory Notes and Related Subsidiaries

Effective Date of 1975 Amendment Amendment by Pub. L. 94–29 effective June 4, 1975, see section 31(a) of Pub. L. 94–29, set out as a note under section 78b of this title.

Source: uscode.house.gov — public domain Official Source ↗
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The statutory text of 15 U.S.C. § 80b17 is reproduced from the official United States Code as published by the Office of the Law Revision Counsel of the U.S. House of Representatives (uscode.house.gov).
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Chapter 2D — INVESTMENT COMPANIES AND ADVISERS
15 U.S.C. § 80a115 U.S.C. § 80a215 U.S.C. § 80a315 U.S.C. § 80a3a15 U.S.C. § 80a415 U.S.C. § 80a515 U.S.C. § 80a615 U.S.C. § 80a715 U.S.C. § 80a815 U.S.C. § 80a915 U.S.C. § 80a1015 U.S.C. § 80a1115 U.S.C. § 80a1215 U.S.C. § 80a1315 U.S.C. § 80a1415 U.S.C. § 80a1515 U.S.C. § 80a1615 U.S.C. § 80a1715 U.S.C. § 80a1815 U.S.C. § 80a1915 U.S.C. § 80a2015 U.S.C. § 80a2115 U.S.C. § 80a2215 U.S.C. § 80a23
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15 U.S.C.
Citation
15 U.S.C. § 80b17
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● ACTIVE
Chapter
2D — INVESTMENT COMPANIES AND ADVISERS
Title
Commerce and Trade
Jurisdiction
Federal
Federation ID
OM-USC15-SEC-0A88E9
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Commerce and Trade — 15 U.S.C. § 80b17