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15 U.S.C. § 80a44 15 u.s.c. · investment companies and advisers · title 15
15 U.S.C. § 80a44
Disclosure of information filed with Commission; copies
Title 15 USC
● ACTIVE
Ch. 2D
Jurisdiction Federal — United States
Chapter INVESTMENT COMPANIES AND ADVISERS
Primary Source uscode.house.gov ↗
Federation ID OM-USC15-SEC-8910C0
STATUTORY TEXT primary source · verbatim · uscode.house.gov

U.S.C. Title 15 - COMMERCE AND TRADE 15 U.S.C. United States Code, 2023 Edition Title 15 - COMMERCE AND TRADE CHAPTER 2D - INVESTMENT COMPANIES AND ADVISERS SUBCHAPTER I - INVESTMENT COMPANIES Sec. 80a-44 - Disclosure of information filed with Commission; copies From the U.S. Government Publishing Office, www.gpo.gov

§80a–44. Disclosure of information filed with Commission; copies

(a) The information contained in any registration statement, application, report, or other document filed with the Commission pursuant to any provision of this subchapter or of any rule or regulation thereunder (as distinguished from any information or document transmitted to the Commission) shall be made available to the public, unless and except insofar as the Commission, by rules and regulations upon its own motion, or by order upon application, finds that public disclosure is neither necessary nor appropriate in the public interest or for the protection of investors. Except as provided in section 78x(c) of this title, it shall be unlawful for any member, officer, or employee of the Commission to use for personal benefit, or to disclose to any person other than an official or employee of the United States or of a State, for official use, or for any such official or employee to use for personal benefit, any information contained in any document so filed or transmitted, if such information is not available to the public. (b) Photostatic or other copies of information contained in documents filed with the Commission under this subchapter and made available to the public shall be furnished any person at such reasonable charge and under such reasonable limitations as the Commission shall prescribe.

(Aug. 22, 1940, ch. 686, title I, §45, 54 Stat. 845; Pub. L. 101–550, title II, §202(b)(1), Nov. 15, 1990, 104 Stat. 2715.)

Editorial Notes

Amendments 1990—Subsec. (a). Pub. L. 101–550 substituted "Except as provided in section 78x(c) of this title, it shall be unlawful" for "It shall be unlawful".

Executive Documents

Transfer of Functions For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat. 1265, set out under section 78d of this title.

Source: uscode.house.gov — public domain Official Source ↗
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The statutory text of 15 U.S.C. § 80a44 is reproduced from the official United States Code as published by the Office of the Law Revision Counsel of the U.S. House of Representatives (uscode.house.gov).
OakMorel Law
15 U.S.C.
Citation
15 U.S.C. § 80a44
Status
● ACTIVE
Chapter
2D — INVESTMENT COMPANIES AND ADVISERS
Title
Commerce and Trade
Jurisdiction
Federal
Federation ID
OM-USC15-SEC-8910C0
Root-LD Spec
v1.0
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Commerce and Trade — 15 U.S.C. § 80a44