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► 15 U.S.C. § 78o4a 15 u.s.c. · securities exchanges · title 15
15 U.S.C. § 78o4a
Commission Office of Municipal Securities
Title 15 USC
● ACTIVE
Ch. 2B
Jurisdiction Federal — United States
Chapter SECURITIES EXCHANGES
Primary Source uscode.house.gov ↗
Federation ID OM-USC15-SEC-381096
► STATUTORY TEXT primary source · verbatim · uscode.house.gov

U.S.C. Title 15 - COMMERCE AND TRADE 15 U.S.C. United States Code, 2023 Edition Title 15 - COMMERCE AND TRADE CHAPTER 2B - SECURITIES EXCHANGES Sec. 78o-4a - Commission Office of Municipal Securities From the U.S. Government Publishing Office, www.gpo.gov

§78o–4a. Commission Office of Municipal Securities

(a) In general There shall be in the Commission an Office of Municipal Securities, which shall— (1) administer the rules of the Commission with respect to the practices of municipal securities brokers and dealers, municipal securities advisors, municipal securities investors, and municipal securities issuers; and (2) coordinate with the Municipal Securities Rulemaking Board for rulemaking and enforcement actions as required by law. (b) Director of the Office The head of the Office of Municipal Securities shall be the Director, who shall report to the Chairman. (c) Staffing (1) In general The Office of Municipal Securities shall be staffed sufficiently to carry out the requirements of this section. (2) Requirement The staff of the Office of Municipal Securities shall include individuals with knowledge of and expertise in municipal finance.

(Pub. L. 111–203, title IX, §979, July 21, 2010, 124 Stat. 1926.)

Editorial Notes

Codification Section was enacted as part of the Investor Protection and Securities Reform Act of 2010 and also as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act, and not as part of the Securities Exchange Act of 1934 which comprises this chapter.

Statutory Notes and Related Subsidiaries

Effective Date Section effective 1 day after July 21, 2010, except as otherwise provided, see section 4 of Pub. L. 111–203, set out as a note under section 5301 of Title 12, Banks and Banking.

Definitions For definitions of terms used in this section, see section 5301 of Title 12, Banks and Banking.

Source: uscode.house.gov — public domain Official Source ↗
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The statutory text of 15 U.S.C. § 78o4a is reproduced from the official United States Code as published by the Office of the Law Revision Counsel of the U.S. House of Representatives (uscode.house.gov).
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← 15 U.S.C. § 78o4 15 U.S.C. § 78o5 →
Chapter 2B — SECURITIES EXCHANGES
15 U.S.C. § 78a15 U.S.C. § 78b15 U.S.C. § 78c15 U.S.C. § 78c115 U.S.C. § 78c215 U.S.C. § 78c315 U.S.C. § 78c415 U.S.C. § 78c515 U.S.C. § 78d15 U.S.C. § 78d115 U.S.C. § 78d215 U.S.C. § 78d315 U.S.C. § 78d415 U.S.C. § 78d515 U.S.C. § 78d615 U.S.C. § 78d715 U.S.C. § 78d815 U.S.C. § 78d915 U.S.C. § 78e15 U.S.C. § 78f15 U.S.C. § 78g15 U.S.C. § 78h15 U.S.C. § 78i15 U.S.C. § 78j
15 U.S.C. — public domain ← All Legislation
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15 U.S.C.
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15 U.S.C. § 78o4a
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● ACTIVE
Chapter
2B — SECURITIES EXCHANGES
Title
Commerce and Trade
Jurisdiction
Federal
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OM-USC15-SEC-381096
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Commerce and Trade — 15 U.S.C. § 78o4a