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► 15 U.S.C. § 77yyy 15 u.s.c. · securities and trust indentures · title 15
15 U.S.C. § 77yyy
Penalties
Title 15 USC
● ACTIVE
Ch. 2A
Jurisdiction Federal — United States
Chapter SECURITIES AND TRUST INDENTURES
Primary Source uscode.house.gov ↗
Federation ID OM-USC15-SEC-2D92C1
► STATUTORY TEXT primary source · verbatim · uscode.house.gov

U.S.C. Title 15 - COMMERCE AND TRADE 15 U.S.C. United States Code, 2023 Edition Title 15 - COMMERCE AND TRADE CHAPTER 2A - SECURITIES AND TRUST INDENTURES SUBCHAPTER III - TRUST INDENTURES Sec. 77yyy - Penalties From the U.S. Government Publishing Office, www.gpo.gov

§77yyy. Penalties

Any person who willfully violates any provision of this subchapter or any rule, regulation, or order thereunder, or any person who willfully, in any application, report, or document filed or required to be filed under the provisions of this subchapter or any rule, regulation, or order thereunder, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more than $10,000 or imprisoned not more than five years, or both.

(May 27, 1933, ch. 38, title III, §325, as added Aug. 3, 1939, ch. 411, 53 Stat. 1177; amended Pub. L. 94–29, §27(d), June 4, 1975, 89 Stat. 163.)

Editorial Notes

Amendments 1975—Pub. L. 94–29 substituted "$10,000" for "$5,000".

Statutory Notes and Related Subsidiaries

Effective Date of 1975 Amendment Amendment by Pub. L. 94–29 effective June 4, 1975, see section 31(a) of Pub. L. 94–29, set out as a note under section 78b of this title.

Source: uscode.house.gov — public domain Official Source ↗
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OM-USC15-SEC-2D92C1
Entity Class
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oakmorel.com
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The statutory text of 15 U.S.C. § 77yyy is reproduced from the official United States Code as published by the Office of the Law Revision Counsel of the U.S. House of Representatives (uscode.house.gov).
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← 15 U.S.C. § 77xxx 15 U.S.C. § 77zzz →
Chapter 2A — SECURITIES AND TRUST INDENTURES
15 U.S.C. § 77a15 U.S.C. § 77b15 U.S.C. § 77b115 U.S.C. § 77c15 U.S.C. § 77d15 U.S.C. § 77d115 U.S.C. § 77e15 U.S.C. § 77f15 U.S.C. § 77g15 U.S.C. § 77h15 U.S.C. § 77h115 U.S.C. § 77i15 U.S.C. § 77j15 U.S.C. § 77k15 U.S.C. § 77l15 U.S.C. § 77m15 U.S.C. § 77n15 U.S.C. § 77o15 U.S.C. § 77p15 U.S.C. § 77q15 U.S.C. § 77r15 U.S.C. § 77r115 U.S.C. § 77s15 U.S.C. § 77t
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15 U.S.C.
Citation
15 U.S.C. § 77yyy
Status
● ACTIVE
Chapter
2A — SECURITIES AND TRUST INDENTURES
Title
Commerce and Trade
Jurisdiction
Federal
Federation ID
OM-USC15-SEC-2D92C1
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Commerce and Trade — 15 U.S.C. § 77yyy